Regulatory Wrap Episode 17: Regulatory Priorities, 2024 Major Trends, and a New Focus for the FCA

Welcome to the first #RegulatoryWrap of 2024!

Here’s a preview of the topics covered in this episode:

1. The #SEC & #FINRA set their regulatory priorities
2. Non-financial misconduct: A major trend for 2024?
3. The #FCA set out to establish an industry-wide census of non-financial misconduct across the sector

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This episode is brought to you by our Director of Regulatory Intelligence, Rob Mason.